The Investment Advisor Alliance, as part of our benefit to advisors, provides much of the time consuming, detail oriented, back-office operational tasks. Our goal is to maximize your efficiency and productivity while minimizing potential problems, wasted time, and frustrations.
To accomplish this we provide:
• Account paperwork reviews - We check for common mistakes and missing data or attachments.
• Fee debiting - IAA calculates your fees and deducts them from your client accounts.
• Fee notifications and disclosures to clients - Our Billing/Cashiering associates distribute invoices and disclosures to all clients.
• Advisor production statements - You see what you bill, your clients pay, and you take home in days after the billing cycle not weeks.
• Advisor tax reporting - 1099's are distributed along with an itemized list of your business expenses through IAA each year.
• Form ADV is provided - IAA supplies the disclosure documents that are to be distributed to new clients and amends the forms as needed.
• Advisory contracts are provided - You use IAA's advisory contract with your clients.
• Policies and Procedures manual provided and amended - We monitor the business needs and regulations to amend the Procedures Manual as needed.
• CRD/IARD filings made - Our associates act a service bureau for all your registration needs.
Each associate at The Investment Advisor Alliance is trained in each aspect of our systems and services. Additionally, everybody at IAA is made aware of each advisor and their practice.