The IAA Turnkey Advisory Program benefits advisors by providing much of the time consuming, detail oriented, back-office operational tasks. Our goal is to maximize your efficiency and productivity while minimizing potential problems, wasted time, and frustrations.
To accomplish this we provide:
• Account paperwork reviews - We check for common mistakes and missing data or attachments.
• Fee debiting - IAA calculates your fees and deducts them from your client accounts.
• Fee notifications and disclosures to clients - Our Billing/Cashiering associates distribute invoices and disclosures to all clients.
• Advisor production statements - You see what you bill, your clients pay, and you take home in days after the billing cycle not weeks.
• Custodian Liaison - You only need to contact IAA with any issue you have; we will take it from there, working with the custodian to resolve it and report back to you.
• Form ADV is provided* - IAA assists in creation of your ADV.
• Advisory contracts are provided* - You use a customized version of IAA's advisory contract with your clients.
• Policies and Procedures manual provided and amended* - We make recommendations based on your business needs and regulations for you to amend your Procedures Manual as needed.
• Quarterly Email Archives Created - For your review, IAA will create the search of the email archive.
• Website Hosting and Domain Name - We will obtain your selected domain name and administer the the hosting and DNS records.
• Model Portfolio Trading* - IAA rebalances your portfolios on your schedule and handles the trading.
• Quarterly Performance Reports - Client household performance reports are prepared each quarter and available to you and your clients.
Each associate at The Investment Advisor Alliance is trained in each aspect of our systems and services. Additionally, everybody at IAA is made aware of each RIA and their practice.
* These services are optional and offered for an additional fee.