Overview

Technology is becoming more of a presence and even a necessity at investment advisory firms nationwide. The Investment Advisor Alliance leverages technology to give advisors a simple and efficient platform to manage their office needs regardless of the number of clients, accounts, or assets under management. AdvisorWeb brings together email functionality, news feeds, online storage, online filing, and an integrated dropbox to send files to the home office for review and submission. Direct links to our service providers are also included in AdvisorWeb.

Use of AdvisorWeb is the key to the IAA compliance process. It facilitates communications between advisors and the home office, as well as review and safekeeping of client documents.

AdvisorWeb is a secure system hosted by The Investment Advisor Alliance and administered by IAA employees. Data is stored on mirrored arrays, backed up daily and mirrored in real-time to an offsite location. Both locations are protected by managed firewalls to secure important client data. In the event of a disaster at our home office, advisors will be immediately notified of the back-up addresses. The trading system is the property of Fidelity Institutional; thus it is operated and supported by their personnel.